Who is Veritrust Financial, LLC?
Veritrust Financial, LLC is a Broker/Dealer registered with the Financial Industry Regulatory Authority, INC (FINRA, formerly known as the NASD) and the Municipal Securities Rulemaking Board (MSRB), and member of the Securities Investment Protection Corporation (SIPC). We operate through independent Registered Representatives throughout the United States. Veritrust Financial, LLC is also a Registered Investment Advisor registered with the Securities and Exchange Commission (SEC).
Are my assets insured?
Our firm does not maintain custody of customers' funds or securities, which are maintained at our clearing firm, Pershing, LLC, or directly at the investment or insurance company. Investments are sold through our independent Registered Representatives who can better assist you in providing information about SIPC coverage. Investments sold through our Registered Representatives are not deposits or obligations of any bank, not guaranteed by any bank, and not insured by the FDIC. Investments involve investment risks, so they may lose value.
Who do I call if I have a question about my account?
Investments through Veritrust Financial, LLC are sold through independent Registered Representatives. Therefore, they are your primary contact for all questions and concerns about your investment needs and/or concerns. If you are unsure of who your Representative is, please contact the Home Office.
This notice is being provided by Veritrust Financial, LLC because our records indicate you had a relationship with our company through one of our Registered Representatives. We are committed to keeping the personal information collected from our potential, current and former customers confidential and secure. The proper handling of personal information is one of our highest priorities. We want to be sure that you know why we need to collect personal information from you. We also want to explain to you our commitment to protect the information you provide to us. We never sell your information to any outside third parties. For additional information please Click Here.
Why did I receive a letter with a "Triennial Update Form"?
We are required to request updated suitability information ("know your client" rule) at least once every three years, per securities rules and regulations. Our records indicate that you have had a relationship with our company through one of our Registered Representatives.
How do I update my information?
Investments through Veritrust Financial, LLC are sold through independent Registered Representatives. Therefore, you should contact them for all updates. Furthermore, future recommendations or advice could be influenced by possible updates in life-changing events, changes in financial situation, dependents, etc. For updates concerning address changes or beneficiaries, your representative may need to provide you with investment company specific paperwork. If you are unsure of who your Representative is, please contact the Home Office.